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CivOps AI Academy · F01The Spine: Architecture, Data and Security for the AI-Built Plant
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F01 · Foundation element one

The spine comes first

Every module this academy teaches (quality, maintenance, scheduling, AI) bolts onto one spine. This element builds the spine and explains every piece of it, from the accounts your company owns to the firewall between the plant floor and the cloud.

10 min14 chapters≈ 6 hours9 hands-on exercises20-question assessment · 80% passes

By the end of this chapter you can

  • Explain what the spine is and why every later module depends on it.
  • Describe how this element is scored and what counts as complete.
  • Find the glossary, references and notes tools, and use them while you work.

Why a spine

Most plants do not lack software. They have an ERP for orders, spreadsheets for quality, a maintenance system nobody updates, and a SCADA screen in the control room. What they lack is a spine: one agreed way to name things, one place where data lives, one set of rules about who may see and change what, and one secure path between the plant floor and everything above it.

Without a spine, each new tool is another island. With one, each new tool is a module that plugs into data that is already named, already trusted and already protected. That is the whole idea of this academy: build the spine once, properly, then bolt on modules in days instead of months.

The CivOps spineNine stages from accounts to shipping, left to right, with Session 1 building the first. Accountsyours, not ours01Intentthe decision02Schematables first03Names + UNSone place04Role matrixwho sees what05Access rulesdefault deny06Surfacesthree roles07Agentsbuild, you check08Ship + owntests · runbook09THE SPINEEvery module bolts onto these nine vertebrae. Session 1 builds the first.▲ Session 1
The nine vertebrae. Each Foundation session builds one. Session 1, the subject of chapter 1, sets up the accounts your company owns.

What this element covers

Element one is the reference for everything the spine touches. It is long because it is the one element every later module assumes you have read. It covers:

  • Your platform and your accounts (chapter 1): what to create, in what order, who owns it, and what it costs.
  • Intent and the operating rules (chapter 2): the decision the platform exists to make, and the rules that keep it safe.
  • The data model (chapter 3): ISA-95, the Purdue levels and why the schema comes before any screen.
  • The Unified Namespace (chapter 4), naming and aliasing (chapter 5) and the data fabric (chapter 6): how plant data becomes analytics-ready without custom integration.
  • Ignition (chapter 7): the SCADA and industrial application platform most often used to build the namespace.
  • Purdue, ISA/IEC 62443 and the industrial DMZ (chapter 8) and cybersecurity by design (chapter 9), including the IT and OT regulations a manufacturer must meet.
  • AI in the architecture (chapter 10) and setting up a fleet of AI agents, with its costs in detail (chapter 11).
  • Lessons learned (chapter 12) from building the CivOps platforms, then the final assessment (chapter 13).

How it is scored

14chapters, each opened at least once
9exercises you do on your own machine
20assessment questions
80%to pass (16 of 20)

Your LMS records each chapter you open, your knowledge-check answers and your assessment score. The element is complete when you have opened every chapter and taken the assessment, and passed when you score 80% or more. You can retake the assessment; your LMS keeps the attempts. If you close the window, you come back to the chapter you left.

Knowledge check

What makes a new tool a 'module' rather than another island?

Chapter 1 · Session 1

Your platform, your accounts

Before a line of code exists, the company creates the accounts the platform will live in, and owns every one of them. This is Session 1 of the Foundation Course, step by step.

35 min≈ 75 minutes hands-on$0 to start5 accounts

By the end of this chapter you can

  • Create the five accounts the platform needs, owned by the company, not by a person or a vendor.
  • Protect them: two owners, two-step sign-in, branch protection and secrets kept in the platforms.
  • Prove ownership by having a second person deploy.
  • Know what each account costs, the free tier first.

Own it from day one

The most expensive mistake in plant software is not a bug. It is finding, three years in, that the code lives in a contractor's GitHub, the database is on a consultant's credit card, and the domain is registered to someone who left. Session 1 prevents that by making the company the owner of every account before anything is built.

Who owns the platformThe company sits above five accounts: GitHub, Vercel, Supabase, the AI agent and the domain, each owned by the company. Your companyowns every login and every billGitHubthe code and its historyVercelwhere it runsSupabasedatabase + sign-inAI coding agentthe workforceDomain + DNSthe addressIf a person leaves, or a vendor changes terms, the platform and its data stay with the company.
Who owns what. Each account is in the company's name, with at least two owners and a company email address, so no single person or vendor holds the keys.

The five accounts

AccountWhat it holdsFree way firstWhen you payWeb address
GitHub organisationThe code, its history, reviews and CIFree organisation, unlimited private reposTeam $4 per user per month for required reviewers and protected branches on private reposgithub.com/pricing
Supabase projectPostgres database, sign-in, row-level security, storageFree: 2 projects, 500 MB database, pauses after a week idlePro from $25 per month when the plant depends on itsupabase.com/pricing
Vercel projectBuilds and runs the web app on every pushHobby: free, non-commercial use onlyPro $20 per user per month (required for commercial use)vercel.com/pricing
AI coding agentThe workforce that writes code under your reviewFree tiers exist but are too small for daily buildingClaude Pro about $20 per month, Max $100 to $200 per month, or API by the token (chapter 11)anthropic.com/pricing
Domain and DNSThe address people typeCloudflare DNS is freeA domain is about $10 to $20 a year at cost pricecloudflare.com/products/registrar

The seven steps

Session 1 setup flowSeven steps from creating the GitHub organisation to a second person deploying. 1GitHuborganisationtwo owners or more2Repositoryprivate; branchprotection3Supabase projectregion near theplant4Vercel projectlinked to the repo5Secretsin the platforms,never in chat6First deployempty platform live7Second persondeploysproves it is thecompany'sSession 1, in seven steps (about 75 minutes)
Session 1 in seven steps. The last step is the proof: if a second person can deploy, the platform belongs to the company.

1. Create the GitHub organisation

Sign in at github.com/organizations/plan with a company email, choose the free plan, and name the organisation after the company. Add a second owner straight away. Turn on Require two-factor authentication for every member at the organisation's security settings [1].

2. Create the repository and protect its main branch

Create one private repository for the platform. Then add a branch protection rule (or a ruleset) on main: changes arrive only by pull request, CI must pass, and nobody can force-push [2]. This one setting is what lets AI agents work safely later: they can propose anything, and nothing reaches main without passing tests and a person's review.

3. Create the Supabase project

At supabase.com/dashboard, create a project in the company's organisation, in the region nearest the plant. Store the database password in the company's password manager, never in a chat, an email or a file in the repository [3].

4. Create the Vercel project and link it

At vercel.com/new, import the repository. Every pull request now gets its own preview address, and every merge to main deploys [4].

5. Put the secrets where they belong

Database keys go into Vercel's environment variables and GitHub's Actions secrets, entered by a person on those sites. They never pass through a chat with an AI agent, never appear in a prompt and never get committed. If one ever does, rotate it the same day.

6. Deploy the empty platform

Merge a first pull request with a single page. It goes live at the project's address. Nothing about it is impressive, and that is the point: the pipeline works before there is anything to break.

7. A second person deploys

Someone else in the company, with their own login, makes a small change and merges it. If they can, the platform belongs to the company. If they cannot, find out why now, while it costs nothing.

Exercise · Set up the accounts (or rehearse them)75 minutes

You need: A company email address, a phone for two-step sign-in, a password manager

Do this for your company, or rehearse it with a throwaway organisation if your company's accounts already exist. Use only free tiers.

Outcome: Five accounts in the company's name, two owners on each, and a live (empty) platform two people can deploy.

Knowledge check

A contractor offers to host the database on their own account 'to save you the hassle'. What does Session 1 say?

Knowledge check

Why protect the main branch before any AI agent writes code?

References

  1. GitHub Docs: Requiring two-factor authentication in your organization. https://docs.github.com/en/organizations/keeping-your-organization-secure/managing-two-factor-authentication-for-your-organization/requiring-two-factor-authentication-in-your-organization
  2. GitHub Docs: About protected branches. https://docs.github.com/en/repositories/configuring-branches-and-merges-in-your-repository/managing-protected-branches/about-protected-branches
  3. Supabase Docs: Database passwords and connection strings. https://supabase.com/docs/guides/database/connecting-to-postgres
  4. Vercel Docs: Preview deployments. https://vercel.com/docs/deployments/environments
  5. OWASP Secrets Management Cheat Sheet. https://cheatsheetseries.owasp.org/cheatsheets/Secrets_Management_Cheat_Sheet.html

Chapter 2 · The decision first

Intent, and the rules that keep it safe

A platform that tries to show everything decides nothing. Start with the one decision it exists to make, write it down, and let every table, screen and permission serve it.

25 min1 intent statement12 operating rules

By the end of this chapter you can

  • Write an intent statement: who decides what, how often, from which data.
  • Explain the operating rules every CivOps platform follows, and why each exists.
  • Recognise when a request is a module and when it changes the spine.

One decision, written down

An intent statement fits on one line: who decides what, how often, from which data. For example: the shift supervisor decides, every hour, which line gets the next maintenance technician, from downtime by reason and open work orders. If you cannot write it, you are not ready to build.

PartQuestionExample
WhoWhich role makes the decision?Shift supervisor
WhatWhich choice, between which options?Which line gets the next technician
How oftenEvery shift, every hour, in real time?Every hour
From which dataWhat would they need to see to decide well?Downtime by reason; open work orders; technician on shift

The intent drives the schema (chapter 3), the names (chapter 5), the role matrix and access rules (chapter 9), and the screens. It also tells you what not to build: anything that does not serve a decision is a report, and reports come later.

The operating rules

Every CivOps platform follows a short list of rules. They come from mistakes made and fixed while building real platforms; chapter 12 tells some of those stories. The rules that matter most for the spine:

RuleWhat it meansWhy
Default denyNo one sees or changes anything until the role matrix allows itA forgotten permission fails closed, not open
Data isolated per companyEach business has its own database and loginOne mistake cannot leak another company's data
Money in whole centsPrices and totals are integers; convert only for displayFloating point loses pennies
Append-only recordsCorrections are new entries, never editsThe history can be trusted and audited
Prices computed on the serverNever trust a number sent by a browserAnyone can edit what a browser sends
Phone firstEvery screen works at 360 px wide, 44 px taps, 16 px fieldsOperators and crews work on phones
Free way firstEvery choice that costs money shows its cost, with the free option listed firstNothing starts charging by a default nobody chose
Model named onceEvery AI call goes through one function with one model tableA newer model is a one-line change
Secrets in vaultsKeys live in the hosting platform's secret storeChats, files and prompts leak
Write first, then sendAn email or text is saved before it is sentRetries never lose or double a message
Tests are the refereeEvery change passes CI from a fresh cloneWhat works on one laptop may not work anywhere else
People approve writesAI agents propose; a person approves anything that changes data or codeAccountability stays with a person
Exercise · Write your intent statement20 minutes

You need: Pen and paper, or the Notes drawer

Pick one real decision in your plant that is made badly today because the data is late, scattered or untrusted.

Outcome: One sentence that names who, what, how often and which data, agreed by the person who decides.

Knowledge check

Which is a usable intent statement?

References

  1. NIST SP 800-160 Vol. 1 Rev. 1: Engineering Trustworthy Secure Systems (requirements before design). https://csrc.nist.gov/pubs/sp/800/160/v1/r1/final
  2. CISA Secure by Design principles. https://www.cisa.gov/securebydesign

Chapter 3 · Levels and objects

The data model: ISA-95 and schema first

Manufacturing already has an agreed language for its equipment and its activities. Use it, and your data will line up with every system that also speaks it.

30 minISA-95 / IEC 622645 equipment levelsPurdue Levels 0–5

By the end of this chapter you can

  • Name the ISA-95 equipment hierarchy and map your plant onto it.
  • Explain the Purdue levels and where ISA-95 sits among them.
  • Explain why the database schema is designed before any screen.

ISA-95 in one picture

ANSI/ISA-95, published internationally as IEC 62264, is the standard for integrating enterprise and control systems [1][2]. It defines an equipment hierarchy (enterprise, site, area, then work centres such as lines and work units such as cells), and the objects that move between business systems and the plant: material, equipment, personnel, process segments, schedules and performance.

ISA-95 equipment hierarchyFive nested levels from enterprise to cell, ending in the topic path acme/cleveland/press-shop/line-3/press-02. EnterpriseAcme ManufacturingSiteClevelandAreaPress shopLine (work center)Line 3Cell (work unit)Press 02acme/cleveland/press-shop/line-3/press-02The same five levels become the Unified Namespace path.
The ISA-95 equipment hierarchy, from enterprise to cell. The same path becomes the address of every value in the Unified Namespace (chapter 4).

You do not need to read all of ISA-95 to use it. You need three habits: name equipment by its place in the hierarchy, keep the hierarchy the same in every system, and model the things that move (orders, lots, results) as ISA-95 objects rather than inventing new ones.

The Purdue levels

The Purdue Enterprise Reference Architecture, developed at Purdue University by a consortium led by Theodore J. Williams and published around 1992 [3][5], splits a manufacturing enterprise into levels by function and by how fast each must respond [3]. ISA-95 adopted its levels: Level 0 is the physical process, Level 1 basic control, Level 2 supervisory control, Level 3 site operations, and Level 4 business planning. Security practice later added Level 5 for the enterprise network and Level 3.5 for the industrial DMZ [4].

The Purdue modelSeven rows from Level 5 enterprise to Level 0 physical process, with the industrial DMZ at Level 3.5 between IT and OT. Level 5Enterprise networkCorporate IT, cloud, email, ERP accessLevel 4Business planning + logisticsERP, scheduling, business analyticsLevel 3.5Industrial DMZBrokered services only: MQTT broker, historian replica, jump host, patch serverLevel 3Site operationsMES / MOM, site historian, Ignition gateway, engineering workstationsLevel 2Area supervisory controlHMI, SCADA, alarm serversLevel 1Basic controlPLCs, DCS controllers, safety PLCs, RTUsLevel 0Physical processSensors, drives, valves, robotsITOT
The Purdue model as it is used today, with the industrial DMZ at Level 3.5. Chapter 8 returns to it as a security model.
LevelResponds inTypical systemsStandard that governs it
4 / 5days to hoursERP, scheduling, BI, email, cloudISA-95 Part 2 (objects), ISO/IEC 27001
3hours to secondsMES / MOM, historian, Ignition gatewayISA-95 Part 3 (activities)
2secondsHMI, SCADA, alarm serversISA-101 (HMIs), ISA-18.2 (alarms)
1millisecondsPLCs, DCS controllers, safety PLCsIEC 61131-3, IEC 61511
0continuousSensors, drives, valvesISA-5.1 (symbols and tags)

Schema first

A screen is a view of the data. If the data model is wrong, every screen built on it carries the mistake, and fixing it means rebuilding them all. So the spine designs the tables first, from the intent statement and ISA-95: equipment, the events that happen to it (state changes, downtime, results), the orders it works on, and the people who act.

Postgres: a minimal ISA-95 equipment model
-- Equipment follows the ISA-95 hierarchy; every row knows its place.
create table equipment (
  id          bigint generated always as identity primary key,
  company_id  bigint not null references companies(id),
  parent_id   bigint references equipment(id),
  level       text not null check (level in ('enterprise','site','area','line','cell')),
  code        text not null,            -- 'press-02': lower case, used in the UNS path
  name        text not null,            -- 'Press 02'
  isa_tag     text,                     -- 'TIC-101' from the P&ID, if it has one
  unique (company_id, parent_id, code)
);
-- Events are appended, never edited: a correction is a new row.
create table equipment_events (
  id           bigint generated always as identity primary key,
  company_id   bigint not null,
  equipment_id bigint not null references equipment(id),
  at           timestamptz not null,
  kind         text not null check (kind in ('state','downtime','count','result')),
  value        jsonb not null,
  source       text not null            -- 'uns', 'operator', 'import'
);

Knowledge check

In ISA-95, which is a work centre?

Knowledge check

Why design the schema before the screens?

References

  1. ISA: ISA-95 standard, Enterprise-Control System Integration. https://www.isa.org/standards-and-publications/isa-standards/isa-95-standard
  2. OPC Foundation: ISA-95 Common Object Model (OPC 10030). https://opcfoundation.org/markets-collaboration/isa-95/
  3. Purdue Enterprise Reference Architecture (overview). https://en.wikipedia.org/wiki/Purdue_Enterprise_Reference_Architecture
  4. SANS: Introduction to ICS security, part 2 (the Purdue levels). https://www.sans.org/blog/introduction-to-ics-security-part-2
  5. Theodore J. Williams, who led the Purdue consortium. https://en.wikipedia.org/wiki/Theodore_J._Williams

Chapter 4 · One place for every value

The Unified Namespace

Instead of wiring every system to every other, publish every value once, in one tree named by the plant's own hierarchy, and let any system subscribe to what it needs.

40 minMQTT 5 (OASIS)Sparkplug B 3.0 (ISO/IEC 20237)N connections, not N(N−1)/2

By the end of this chapter you can

  • Explain what a Unified Namespace is, and what it is not.
  • Explain MQTT publish/subscribe, topics, retained messages and QoS.
  • Explain what Sparkplug B adds: birth and death certificates, state, and a defined payload.
  • Stand up a local broker and publish a small namespace.

The problem it solves

A plant with eight systems that each need data from the others has, at worst, 28 point-to-point interfaces, each with its own mapping, owner and failure mode. Twenty systems means 190. The Unified Namespace (UNS) replaces that mesh with a hub: each system connects once, publishes what it knows, and subscribes to what it needs [1].

Point-to-point integration versus a Unified NamespaceLeft: eight systems each wired to every other, 28 links. Right: the same eight connected once each to a central broker. UNSbrokerERPMESQMSCMMSHistorianSCADAPLCsBIERPMESQMSCMMSHistorianSCADAPLCsBIPoint to point: 28 interfaces to build and keepUnified Namespace: 8 connections, one place to look
Point to point versus a UNS. The same eight systems: 28 links on the left, 8 on the right.
How integration effort growsLine chart: point-to-point links grow from 1 at two systems to 190 at twenty; UNS connections grow from 2 to 20. 05010015019025101520190 interfaces20 connectionsNumber of systems (N)Links to build and maintain: point to point N(N−1)/2 (red) vs UNS N (green)
Integration effort grows with the square of the number of systems when they are wired point to point, and linearly with a UNS. Drawn to scale.

Walker Reynolds, President of 4.0 Solutions, coined the term. His definition: a real-time single source of truth for data in an industrial or manufacturing environment, semantically organized like the business and built to be open [2]. The idea rests on older ones (the message bus, event-driven architecture) applied to the plant. In practice a UNS has four properties:

  • Single source of truth for current state: the latest value of everything, in one place.
  • Organised by the business: the tree follows the ISA-95 hierarchy, so the address of a value says where it is.
  • Report by exception: values are published when they change, not polled.
  • Open and lightweight: usually MQTT, an open standard, so any system can join.

MQTT in ten minutes

MQTT is a publish/subscribe protocol standardised by OASIS (version 5.0 in 2019) and as ISO/IEC 20922 (version 3.1.1) [3]. Clients connect to a broker. A publisher sends a message to a topic, such as acme/cleveland/press-shop/line-3/press-02/state. Subscribers receive messages for the topics they subscribe to, with + matching one level and # matching everything below.

MQTT publish and subscribeThree publishers send to a central broker; three subscribers receive by topic filter. MQTT brokertopics · retained valuesQoS 0 / 1 / 2TLS + client certificatesPLC via Ignition Edgepublishes press-02/temperatureVision camerapublishes line-3/defectsOperator tabletpublishes line-3/downtime-reasonHistoriansubscribes acme/cleveland/#MES / OEE appsubscribes …/line-3/+/stateAI agent (read only)subscribes …/line-3/#Publishers never know who listens; adding a consumer touches nothing that already works.
Publish and subscribe. Publishers and subscribers never know about each other; adding a consumer changes nothing that already works.
FeatureWhat it doesUse it for
Retained messageThe broker keeps the last value on a topic and gives it to every new subscriberCurrent state: a new dashboard sees values at once
QoS 0 / 1 / 2At most once / at least once / exactly once0 for fast telemetry, 1 for events, 2 rarely (costly)
Last willA message the broker publishes if a client drops without saying goodbyeMarking a device offline
Persistent sessionThe broker queues messages for a client while it is awayConsumers that must not miss events
TLS + client certificatesEncrypts traffic and proves who each client isAlways, in production
Topic access controlEach client may publish or subscribe only to certain topicsLeast privilege: an AI agent reads, never writes

Sparkplug B: state you can trust

Plain MQTT lets anyone publish anything to any topic in any format. Sparkplug B, an Eclipse Foundation specification (version 3.0, also ISO/IEC 20237:2023), adds a fixed topic structure, a compact Protobuf payload, and above all state awareness [4][5]. When an edge node connects it publishes a birth certificate (NBIRTH, then DBIRTH per device) listing every metric and its current value. After that it sends only changes. If it drops, the broker publishes its death certificate, and every consumer knows the data is stale.

Sparkplug B lifecycleBirth certificates, data by exception, commands and death certificates, with the host STATE message. NBIRTHedge node announcesitself and its metrics,with seq 0DBIRTHeach device announcesits metrics and currentvaluesNDATA / DDATAonly changes are sent(report by exception)NCMD / DCMDa host writes (only ifallowed)DDEATH / NDEATHthe broker publishes thewill message if the nodedrops: data is markedstaleSparkplug B on MQTT: every value arrives with state, so a silent device is never mistaken for a steady oneSTATE: the primary host application says it is online
The Sparkplug B lifecycle. The death certificate is the feature that matters most: a silent device is marked stale, never mistaken for a steady one.
Sparkplug B topic namespace
spBv1.0/{group_id}/{message_type}/{edge_node_id}/{device_id}

spBv1.0/cleveland/NBIRTH/line-3-edge
spBv1.0/cleveland/DDATA/line-3-edge/press-02
spBv1.0/STATE/scada-primary          <- the primary host says it is online
Plain MQTT with ISA-95 topicsSparkplug B
Topic treeYour own: readable, mirrors the plantFixed: group / node / device
PayloadUsually JSON: readable, largerProtobuf: compact, typed, needs a decoder
State awarenessYou build it (last will, timestamps)Built in: birth, death, sequence numbers
Best forEnterprise-wide UNS, analytics, IT consumersEdge to SCADA, where state must be exact

Most mature designs use both: Sparkplug B from the edge into Ignition (where state matters most), then Ignition or a DataOps layer republishes a readable ISA-95 tree for everyone else [6].

A Unified Namespace topic treeThe ISA-95 path down to press-02, with live values for state, availability, temperature and rejects, and an ERP branch for work orders. acmeenterpriseclevelandsitepress-shoparealine-3linepress-02cellstate = RUNNINGedgeoee/availability = 0.91derivedhydraulic/temp-c = 61.4edgequality/reject-count = 3edgepress-03cellline-4lineerparea (functional)work-orders/WO-55812 = {qty: 400, part: 7741-B}ERP
A UNS topic tree: the ISA-95 path down to the press, live values at the leaves, and functional branches (here, ERP work orders) alongside.

Brokers you can use

BrokerLicenceNotesWeb address
Eclipse MosquittoOpen source (EPL/EDL)Tiny, single node; ideal for labs and small sitesmosquitto.org
HiveMQCommunity Edition Apache 2.0; Enterprise paidClustering, Sparkplug tooling, enterprise securityhivemq.com
EMQX 5.9+Business Source License 1.1: one node free in production; a cluster needs a paid licence; each version becomes Apache 2.0 after four yearsHigh-scale clustering, rules engineemqx.com/en/content/license-faq
Cirrus Link Chariot / Ignition MQTT modulesPaidSparkplug-native, built for Ignitioncirrus-link.com
Exercise · Stand up a broker and publish a namespace40 minutes

You need: Docker Desktop (free for small businesses and education) or a Mosquitto install; MQTT Explorer (free)

You will run a broker on your own laptop, publish a small ISA-95 tree, and watch it the way a consumer would.

Outcome: A working broker, a small ISA-95 namespace with retained current state, and a topic path for your own decision's data.

Terminal: the same exercise from the command line
docker run -d --name uns -p 1883:1883 eclipse-mosquitto:2 mosquitto -c /mosquitto-no-auth.conf
docker exec uns mosquitto_pub -r -t acme/cleveland/press-shop/line-3/press-02/state -m RUNNING
docker exec uns mosquitto_sub -v -t 'acme/cleveland/#' -C 1

Knowledge check

Why publish current state as a retained message?

Knowledge check

What does a Sparkplug B death certificate tell consumers?

References

  1. HiveMQ: What is a Unified Namespace?. https://www.hivemq.com/blog/unified-namespace-iiot-architecture/
  2. EMQX: Unified Namespace, the next-generation data fabric for IIoT (Reynolds' definition and requirements). https://www.emqx.com/en/blog/unified-namespace-next-generation-data-fabric-for-iiot
  3. OASIS MQTT Version 5.0 specification. https://docs.oasis-open.org/mqtt/mqtt/v5.0/mqtt-v5.0.html
  4. Eclipse Sparkplug. https://sparkplug.eclipse.org/
  5. Eclipse Foundation: Sparkplug becomes international standard ISO/IEC 20237 (Nov 2023). https://www.globenewswire.com/news-release/2023/11/07/2774808/0/en/The-Eclipse-Foundation-Announces-Sparkplug-as-an-International-Standard-for-a-Plug-and-Play-Industrial-IoT.html
  6. HiveMQ: Implementing a UNS with MQTT and Sparkplug (the two-namespace pattern). https://www.hivemq.com/blog/implementing-unified-namespace-uns-mqtt-sparkplug/
  7. HiveMQ: Beyond MQTT, fit and limitations of other technologies in a UNS. https://www.hivemq.com/blog/beyond-mqtt-fit-and-limitations-other-technologies-in-uns/
  8. Cirrus Link MQTT modules for Ignition. https://cirrus-link.com/mqtt-modules/
  9. Eclipse Mosquitto. https://mosquitto.org/
  10. MQTT Explorer. https://mqtt-explorer.com/
  11. i-flow: Sparkplug B, pros and cons of the standard. https://i-flow.io/en/ressources/what-is-sparkplug-b-pros-and-cons-of-the-standard/

Chapter 5 · The cheapest analytics investment

Naming and aliasing

A tag name is the address every report, alarm and AI question uses. Get one rule right, enforce it with templates, and every dashboard is built once.

30 minANSI/ISA-5.1-2024ISO/IEC 81346Ignition UDTsSparkplug aliases

By the end of this chapter you can

  • Write a naming rule for the UNS path, signals and units.
  • Explain how ISA-5.1 tags, ISO/IEC 81346 designations and UNS paths relate, and where each belongs.
  • Use templates (UDTs) and aliases so device addresses never leak above Level 2.
  • Set up governance: an owner per branch, a reserved vocabulary and a check in CI.

Four names for one motor

A single pump motor typically has four names, each for a different audience. The PLC programmer sees an address. The P&ID shows an ISA-5.1 tag. The electrical drawings use an ISO/IEC 81346 reference designation. Analytics and AI need a UNS path. None of them is wrong; the mistake is letting the wrong one escape into the wrong place.

SchemeExampleWho uses itWhere it belongs
PLC addressN7:12, DB10.DBW4Controls engineerNever above Level 2
ISA-5.1 tagFIC-101, TT-2203Process and instrument engineersP&IDs; an attribute of the asset
ISO/IEC 81346=PKG.L2.FIL+B12-M1Electrical and mechanical designAsset identity across disciplines
UNS pathacme/cle/packaging/line2/filler/good_countAnalytics, MES, AIThe namespace; every consumer

ANSI/ISA-5.1-2024, Instrumentation and Control Symbols and Identification, gives instrument tags their grammar: the first letter is the measured variable, the following letters the function, then a loop number; FIC-101 is a flow indicating controller in loop 101 [1]. ISO/IEC 81346 describes any object from three aspects, each with its own prefix: function (=), product (-) and location (+) [2].

Anatomy of a tag nameA seven-part name acme.cle.press.l3.prs02.hyd.temp_c with each part labelled, and an ISA-5.1 tag TIC-101 decoded. acmeenterprise.clesite.pressarea.l3line.prs02equipment.hydsubsystem.temp_csignal + unitOne rule, applied everywhere: lower case, fixed order, units in the name, no spacesISA-5.1 instrument tag (P&ID): TIC-101T = temperature (measured variable) · I = indicating · C = controlling · 101 = loop numberKeep it as an attribute of the asset; the UNS path says where it is, the ISA-5.1 tag says what it is on the drawing.
Anatomy of a UNS signal name, and an ISA-5.1 tag decoded. The UNS path says where a value is; the ISA-5.1 tag says what it is on the drawing.

A naming rule you can enforce

  1. Levels follow ISA-95, in a fixed order: enterprise, site, area, line, cell or equipment, then subsystem and signal.
  2. Lower case, words joined by hyphens or underscores (pick one), no spaces, no punctuation that MQTT treats specially (+, #, / inside a level).
  3. Units in the signal name (temp_c, pressure_bar, speed_rpm), so nobody guesses.
  4. A reserved vocabulary for common signals: state, good_count, reject_count, ideal_rate, alarm. The same word means the same thing on every line.
  5. Codes, not names, for levels (line2, not Second Packaging Line); the display name is an attribute.
  6. No device addresses anywhere above Level 2.
Python: a naming linter to run in CI
# A CI check: every published topic must match the naming rule.
import re, sys
LEVEL = r"[a-z0-9]+(?:-[a-z0-9]+)*"
SIGNAL = r"[a-z0-9]+(?:_[a-z0-9]+)*"
RULE = re.compile(rf"^acme/{LEVEL}/{LEVEL}/{LEVEL}/{LEVEL}(?:/{LEVEL})*/{SIGNAL}$")
UNITS = ("_c", "_bar", "_rpm", "_kw", "_pct", "_count", "_s")
bad = []
for topic in open("topics.txt").read().split():
    if not RULE.match(topic): bad.append((topic, "pattern"))
    elif "temp" in topic and not topic.endswith(UNITS): bad.append((topic, "unit missing"))
for t, why in bad: print(f"{why:14} {t}")
sys.exit(1 if bad else 0)

Aliasing: one model, many devices

The plant will never have one PLC brand. Aliasing maps each device's address onto one clean model, so everything above the alias sees the same names whatever is underneath. There are three common places to do it:

  • Ignition UDTs (user-defined types): a template such as Hydraulic Press with members, alarms, units and history settings. Each instance takes parameters that build the device path, so one template covers an Allen-Bradley press and a Siemens press [3].
  • Sparkplug metric aliases: after the birth certificate names each metric, data messages carry a small number instead of the long name, which saves bandwidth on the wire [4].
  • DataOps models (HighByte, Litmus and similar) that map many source tags onto one standard model and publish the result to the UNS [5].
AliasingThree device addresses from different PLC brands map into one Ignition UDT and one UNS name. Allen-BradleyPress02:I.Data[4]Siemens S7DB10.DBW4Modbus TCPHR 40001 ×0.1UDT: Hydraulic Pressstate · cycle_count · hyd.temp_chyd.pressure_bar · rejectsalarms + limits + units built inOne name in the UNS…/line-3/press-02/hyd/temp_cdashboards reuse it on every press
Aliasing. Three PLC brands, three address formats, one UDT, one name in the namespace. A dashboard built on that name works on every press.

Governance

PracticeWhat it looks likeOwner
A naming standard under version controlOne page in the repository; changes by pull requestArchitect
A reserved vocabularyA list of allowed signal words and unitsArchitect with operations
An owner per branchEach area or line has a named owner of its part of the treeArea engineers
A change process for new typesNew UDT or model proposed, reviewed, then publishedControls lead
Automated checksThe linter above runs in CI and on the broker's topic listCI
Exercise · Write a naming standard and rename 20 tags45 minutes

You need: A spreadsheet; a tag export from one line (or the sample in the step list)

Use a real tag export if you have one. If not, invent twenty plausible tags for a filler, a capper and a labeller.

Outcome: A one-page naming standard and a twenty-row alias table you can hand to whoever builds the UDTs.

Knowledge check

Where should a PLC address like DB10.DBW4 appear?

Knowledge check

Two lines report the same count under different names. What fixes it for good?

References

  1. ISA: ANSI/ISA-5.1-2024 Instrumentation and Control Symbols and Identification (news release). https://www.isa.org/news-press-releases/2024/october/widely-used-engineering-symbols-and-drawings-stand
  2. IEC 81346 reference designation system (overview). https://www.ctb.co.at/en/knowledge/iec-81346-reference-designation-system/
  3. Ignition 8.3 documentation. https://www.docs.inductiveautomation.com/docs/8.3/new-in-this-version
  4. Eclipse Sparkplug specification. https://sparkplug.eclipse.org/specification/
  5. HighByte Intelligence Hub. https://www.highbyte.com/intelligence-hub
  6. CESMII Smart Manufacturing Profiles. https://github.com/cesmii/SMProfiles
  7. ANSI blog: ANSI/ISA-5.1-2024. https://blog.ansi.org/ansi/ansi-isa-5-1-2024-instrumentation-symbols/

Chapter 6 · Context is the product

The data fabric: analytics out of the box

A raw number is not data until it knows what it measures, which asset it belongs to, its unit, its limits and the order it was made for. Add that context once, and OEE, SPC and AI work on every line without new integration.

35 minGartner: data fabricIndustrial DataOpsISA-95 · ISA-88 · OPC UA · CESMII

By the end of this chapter you can

  • Explain what a data fabric is and how industrial DataOps implements one.
  • Describe contextualisation and semantic models, and why they make analytics reusable.
  • Name the minimum fields OEE, SPC and a downtime Pareto need.
  • Calculate OEE from a shift's numbers.

What a data fabric is

Gartner defines a data fabric as a design concept that serves as an integrated layer of data and connecting processes, using metadata (much of it discovered automatically) to deliver integrated, reusable data across hybrid and multi-cloud environments [1]. In a plant that sounds abstract until you see the layers: sources at the bottom, connectivity (the UNS), a context and modelling layer, storage, and the uses at the top, all under one set of governance and security rules.

Layers of a manufacturing data fabricFive stacked layers from sources through connectivity, context, storage to use, with governance alongside. SourcesPLCs · SCADA · MES · ERP · QMS · CMMS · spreadsheets · camerasConnectivitydrivers, OPC UA, MQTT / Sparkplug B: the Unified NamespaceContext + modelsassets, units, shifts, orders, ISA-95 objects, SM Profiles: industrial DataOpsStoragehistorian (time series) · relational · lakehouseUsedashboards · SPC · OEE · CAPA · AI agents · reportsGovernance · security · lineageusesources
The layers of a manufacturing data fabric. The green layer, context and models, is where the value is: it is what turns tags into answers.

Industrial DataOps is the practice of building that context layer: model, contextualise and govern OT data once, then serve it to many consumers [2]. Products in this space include HighByte Intelligence Hub, Litmus Edge and Cognite Data Fusion; Ignition's UDTs and the UNS do part of the same job. Several now expose their models to AI agents through MCP servers [3][4].

Contextualisation

ContextualisationA raw Modbus register becomes a named, scaled value, then a value joined to asset, limits, shift and work order. Raw (what the PLC knows)40001 = 783no unit, no asset, no time zoneMapped (connectivity)press-02 / hydraulic temp78.3 °C · 14:02:11 UTCContextualised (analytics-ready)asset: Press-02 (line 3)hydraulic_temp_c = 78.3limits: 40–70 °C → ALARMshift: B · operator: #2214order: WO-55812 · 7741-Bscale + namejoin context
From a register to an answer. Scaling and naming make a raw value readable; joining it to asset, limits, shift and order make it analysable.

Context is everything an analyst would otherwise have to ask someone: the unit, the asset and its place in the hierarchy, the product or batch, the shift and operator, the limits. Add it at the edge or in the DataOps layer, publish it with the value, and nobody asks again.

Semantic models: build once, use on every line

A semantic model is a type. A Filler type might have state, good_count, reject_count, ideal_rate and speed. Every filler in every plant publishes that type, so an OEE screen built for one works for all, including the line you add next year. Standards help you avoid inventing types:

StandardWhat it modelsWeb address
ISA-95 / IEC 62264 (and B2MML)Equipment hierarchy; material, personnel, equipment, process segments, schedules, performanceisa.org ISA-95
ISA-88 / IEC 61512Batch control: physical and procedural models, recipesisa.org ISA-88
PackML (OPC 30050)A standard machine state model for packaging and discrete machinesreference.opcfoundation.org/PackML
OPC UA companion specificationsIndustry-standard types: machinery, devices, ISA-95 and many morereference.opcfoundation.org
CESMII SM ProfilesReusable types in OPC UA form, edited without OPC UA expertisegithub.com/cesmii/SMProfiles

What analytics need

AnalyticMinimum modelled fields per assetStandard reference
OEE (availability × performance × quality)State, planned time, ideal cycle time, total count, good countISA-95 work performance; PackML states
SPC (X-bar/R, Cpk)Measured value, spec limits, sample id, product or batchISA-95 material and quality tests
Downtime ParetoState, reason code, start, end, asset pathPackML; a reason tree you own
Energy per unitkWh meter, good count, productISO 50001 energy baseline

If the model carries those fields, these analytics exist the moment the data arrives. That is what analytics out of the box means: not a product feature, but a consequence of modelling first.

OEE, worked

OEE as a waterfallA 480-minute shift loses 47 minutes to downtime, 38 to slow cycles and 12 to scrap, leaving 383 productive minutes. 480 minPlanned time47 minDowntime(availability)38 minSlow cycles(performance)12 minScrap + rework(quality)383 minFully productivetimeOEE = Availability 90% × Performance 91% × Quality 97% = 79.8%
OEE as a waterfall, drawn to scale for one 480-minute shift.

OEE (overall equipment effectiveness) multiplies three ratios [5]. Availability is run time over planned time. Performance is ideal cycle time × total count over run time. Quality is good count over total count. In the shift above: availability = 433 ÷ 480 = 90%; performance = 395 ÷ 433 = 91%; quality = 383 ÷ 395 = 97%; OEE = 383 ÷ 480 = 79.8%.

Exercise · Model a filler and calculate OEE40 minutes

You need: A spreadsheet; optionally Node-RED (free) and the broker from exercise 3

You will design a semantic model, create three instances and compute OEE for one of them.

Outcome: A Filler model, three instances, and an OEE you can explain term by term.

Knowledge check

What does 'analytics out of the box' depend on?

Knowledge check

A line ran 400 of 480 planned minutes, at 90% performance and 98% quality. Its OEE is closest to:

References

  1. IBM: Data management vs data fabric vs data mesh (quotes Gartner's definition). https://www.ibm.com/think/topics/data-management-vs-data-fabric-vs-data-mesh
  2. HighByte: Intelligence Hub pipelines (industrial DataOps). https://www.highbyte.com/intelligence-hub/pipelines
  3. Litmus MCP Server. https://litmus.io/litmus-mcp-server
  4. Cognite: September 2026 release (agents with citations). https://www.cognite.com/en/resources/blog/cognite-september-2026-release
  5. OEE.com: How to calculate OEE. https://www.oee.com/calculating-oee/
  6. CESMII technology resources. https://www.cesmii.org/technology/resources/
  7. Node-RED. https://nodered.org/

Chapter 7 · SCADA, historian, edge and now AI

Ignition: the platform in the middle

Ignition is a server-licensed industrial application platform: SCADA, HMI, historian, MQTT and, from 2027, AI agents. It is often where the UNS is built and where naming is enforced.

35 minIgnition 8.3 LTS (Sept 2025)Annual releases from 2027Maker Edition free for personal use

By the end of this chapter you can

  • Describe Ignition's architecture: gateway, designer, Perspective, tag providers, historian, gateway network.
  • Place Ignition's parts on the Purdue levels.
  • Explain the MQTT modules and how Ignition joins a Sparkplug UNS.
  • Build a UDT and a screen in Maker Edition.

Architecture

Ignition, from Inductive Automation, runs as a gateway: a server application you reach in a browser. Engineers build in the Designer; operators use Perspective (web and mobile) or Vision (desktop) screens. Tags come from tag providers fed by device drivers or OPC UA, and are organised with UDTs. The historian stores values in SQL databases; the gateway network links gateways for remote tags, history and central administration; and gateways can run as a redundant pair [1].

Ignition architectureA central gateway with tag providers, historian, alarming, scripting, Perspective, MQTT modules and security; devices and edge on the left; databases, broker and clients on the right. Ignition Gateway (server)Tag providers + UDTsHistorianAlarmingScripting + SFCsPerspective (web/mobile)MQTT Engine / TransmissionGateway NetworkSecurity: IdP, roles, zonesDevicesAB · Siemens · Modbus · OPC UAIgnition Edgeat the machine; buffers dataDatabasesSQL for history + transactionsMQTT brokerthe Unified NamespaceDesigner + clientsbuild once, run anywhereServer-based licensing: unlimited tags, clients and screens per gateway
Ignition's architecture. One gateway, many modules; devices and edge on one side, databases, the broker and clients on the other.

Licensing is per server and per module, not per tag, screen or client. That is why many mid-size plants choose it: adding the hundredth screen or the fiftieth operator costs nothing more.

What changed recently

ReleaseWhenWhat matters for the spine
Ignition 8.3 (long-term support)16 September 2025; supported to 2030Git-friendly configuration files, a built-in REST API, secrets management, Event Streams (including Kafka), a new historian suite, easier containers [2]
8.3.925 August 2026Latest patch at the time of writing [3]
Ignition 2027Announced for February 2027 (annual releases from then)Ignition Catalyst: a free Core module with designer assistants, and an Agent module that brings your own model (Claude, OpenAI or local via Ollama) with MCP in both directions; a TimescaleDB historian; multiple identity providers [4]

Where it sits in Purdue

Placement in the Purdue modelWhere the broker, Ignition, historian, MES and AI components sit, from enterprise down to control, with data flowing up. L4/5EnterpriseERP · BI · cloud analytics · CivOps platform (read)L3.5IDMZMQTT broker (bridge) · historian replica · jump host · AI gatewayL3Site operationsIgnition gateway · site historian · MES · local AI modelL2SupervisoryIgnition Edge · HMIsL1/0Control + processPLCs · sensors · drives (never reached from above directly)data flows up
Placement on the Purdue levels. Edge at Level 2, the site gateway at Level 3, the bridged broker and replicas in the IDMZ, enterprise consumers above.
Ignition partTypical levelWhy
Ignition Edge (IIoT, Panel)1–2At the machine: drivers, local screens, store-and-forward, publishes outward over MQTT
Site gateway (SCADA, historian, MES modules)3Site operations; talks down to Level 2 and publishes up
MQTT Distributor or a bridged broker3 or 3.5The namespace; the IDMZ copy is what IT and cloud read
Perspective clients2–4Operators on the floor; managers read-only from the enterprise through the IDMZ

Joining the UNS: the MQTT modules

Cirrus Link's modules connect Ignition to MQTT [5]. MQTT Transmission publishes Ignition tags as Sparkplug B (edge side). MQTT Engine subscribes and turns Sparkplug back into Ignition tags (central side). MQTT Distributor is a broker that runs inside Ignition. A typical pattern: Edge gateways publish with Transmission; the site gateway subscribes with Engine; a broker in the IDMZ receives a bridged copy for everyone else.

What it costs

ItemIndicative list price (USD, perpetual)
Maker Edition$0: personal, non-commercial use only; renewed yearly
Ignition platform (base, per server)$1,200
Perspective module (unlimited clients)$11,225
Ignition Edge IIoT$945
Ignition Edge Panel$1,950
MQTT Transmission$1,550
Catalyst Core (from Ignition 2027)Included
Exercise · Build a UDT and a screen in Maker Edition60 minutes

You need: Ignition Maker Edition (free, personal use) from https://inductiveautomation.com/ignition/maker-edition

Use Maker Edition or the standard trial on your own laptop. Never practise on a plant gateway.

Outcome: One template, five consistent instances, one reusable screen and a configuration you can review as a diff.

Knowledge check

Why does Ignition's licensing model suit the spine?

Knowledge check

Which MQTT module turns Sparkplug messages back into Ignition tags on the central gateway?

References

  1. Inductive Automation: Ignition. https://inductiveautomation.com/ignition/
  2. Automation.com: Inductive Automation releases Ignition 8.3. https://www.automation.com/article/inductive-automation-ignition-8-3
  3. Ignition release notes. https://inductiveautomation.com/downloads/releasenotes
  4. Inductive Automation: ICC 2026 recap. https://inductiveautomation.com/blog/icc-2026-recap-three-days-of-innovation-unleashed
  5. Cirrus Link MQTT modules. https://cirrus-link.com/mqtt-modules/
  6. Inductive University (free training). https://inductiveuniversity.com/
  7. Ignition Maker Edition. https://inductiveautomation.com/ignition/maker-edition
  8. Ignition pricing list. https://inductiveautomation.com/pricing/list

Chapter 8 · What may talk to what

Purdue, ISA/IEC 62443 and the industrial DMZ

The plant's network is drawn as zones joined by conduits, with a demilitarised zone between the business and the machines where every exchange stops and is inspected. This is the map auditors, insurers and regulators recognise.

45 minISA/IEC 62443NIST SP 800-82 Rev. 3Rockwell/Cisco CPwECISA zero trust for OT (Apr 2026)

By the end of this chapter you can

  • Explain Purdue as a security model and the 'Is Purdue dead?' debate.
  • Apply ISA/IEC 62443: zones, conduits, security levels and the seven foundational requirements.
  • Design an industrial DMZ with brokered services and no direct path from Level 4 to Level 3.
  • Work out which IT and OT regulations reach your company.

Purdue as a security map

Chapter 3 used Purdue to organise data. Security uses the same levels to decide what may talk to what. Data flows up; commands flow down only where they must; and nothing crosses from the enterprise (Levels 4 and 5) into operations (Level 3 and below) except through the industrial DMZ at Level 3.5 [1].

ISA/IEC 62443 in one page

ISA/IEC 62443 (which began as ISA-99) is the series of standards for securing industrial automation and control systems [4]. The parts you will meet most:

PartForWhat it requires
62443-2-1Asset ownerA security programme (a cybersecurity management system)
62443-3-2Asset owner and integratorA risk assessment, and partitioning the system into zones and conduits
62443-3-3IntegratorSystem security requirements and security levels
62443-4-1Product supplierA secure development lifecycle
62443-4-2Product supplierTechnical security requirements for components
Zones and conduitsISA/IEC 62443 zones: enterprise, IDMZ, site operations with two cell zones, and a safety zone, joined only by conduits. Enterprise zone (SL-T 1–2)IDMZ zone (SL-T 2–3)Site operations zone (SL-T 2–3)Safety zone (SL-T 3)Cell zone: line 3Cell zone: line 4Conduits (amber) are the only paths between zones; each one is a firewall rule set you can name, test and log.
Zones and conduits. Each zone groups assets with the same security needs; each conduit is a named, logged, tested path between zones.

Every zone gets a target security level (SL-T), chosen in the 62443-3-2 risk assessment for the attacker it must withstand. Products declare the level they are capable of (SL-C), and the built system is assessed at the level it achieves (SL-A) [5].

ISA/IEC 62443 security levelsA staircase from SL 1, casual violation, to SL 4, state-level attacker. SL 1casual or accidental violationSL 2intentional, simple means, low resources, generic skillsSL 3intentional, sophisticated means, moderate resources, ICS-specific skillsSL 4intentional, sophisticated means, extended resources (state level)ISA/IEC 62443 security levels: each zone gets a target level (SL-T) for the attacker it must withstand
Security levels SL 1 to SL 4, from an accidental violation to a state-level attacker.
Foundational requirementIn plain words
FR1 Identification and authentication controlKnow every person, device and program that connects
FR2 Use controlEach one may do only what its role allows
FR3 System integrityDetect and prevent unauthorised changes
FR4 Data confidentialityKeep information from those who should not see it
FR5 Restricted data flowSegment into zones; control the conduits
FR6 Timely response to eventsLog, alert and respond
FR7 Resource availabilityKeep running under attack or failure
Purdue levelTypical assetsTypical zoneTypical target SL
0–1Sensors, PLCs, safety systemsControl and safety zonesSL 2–3 (safety often 3 or higher)
2HMIs, local SCADA, Ignition EdgeSupervisory zoneSL 2
3Historian, MES, Ignition gatewaySite operations zoneSL 2
3.5Broker, historian replica, jump host, patch serverIDMZ zoneSL 2–3
4–5ERP, BI, cloud, AI APIsEnterprise zoneIT controls

The security levels in this table are typical teaching choices; your real targets come from your own risk assessment.

The industrial DMZ

The core rule, from Rockwell and Cisco's Converged Plantwide Ethernet (CPwE) design guides: all traffic from either side terminates in the IDMZ. Nothing passes straight through, and control protocols such as EtherNet/IP stay inside the industrial zone [6]. NIST SP 800-82 Rev. 3 gives the same guidance for OT generally [7].

The industrial DMZTwo firewalls with brokered services between them: MQTT bridge, historian replica, jump host, patch staging and AI gateway; no direct path from enterprise to site operations. Enterprise (Level 4/5)ERP · analytics · cloudFirewall A (enterprise side)IDMZ (Level 3.5): no traffic passes straight through; every exchange terminates hereMQTT bridgeoutbound copy onlyHistorian replicaread copy for ITJump hostMFA, recorded sessionsPatch + AV stagingscan, then forwardAI gatewayredaction, policy, logsFirewall B (OT side)Site operations (Level 3) and belowIgnition · historian · MES · control✕ no direct path from Level 4 to Level 3
The industrial DMZ. Two firewalls (ideally from different vendors), brokered services between them, and no direct path from the enterprise to site operations.
IDMZ serviceDirectionTypical protocolNotes
MQTT broker (bridged)OT publishes out to the DMZ; IT subscribesMQTT over TLS, port 8883Commands into OT off, or tightly scoped topics with approval
Historian replicaOT replicates to the DMZVendor replication or SQLIT queries the replica, never the source
Remote access gateway and jump hostIT to DMZ, then a brokered session into OTRDP or HTTPS through a gateway, with MFARecorded, time-boxed vendor access
Patch and antivirus stagingIT to DMZ; OT pullsWSUS, HTTPSTested before deployment
File transferBoth, scannedSFTP with content inspection
AI gatewaySummaries out; answers inHTTPSRedaction, policy and logging (chapter 10)

For the highest-consequence sites, a unidirectional gateway (data diode) replaces the outbound firewall path: the hardware physically cannot carry anything back into OT.

A unidirectional gateway (data diode)Data flows from OT to IT through hardware that physically has no return path. OT sidehistorian / broker publishesIT sidereplica receivesUnidirectional gatewaytransmit fibre onlyno return path exists in hardware: nothing can be sent back into OT
A unidirectional gateway. The return path does not exist, so no software mistake can open one.

Which regulations reach you

Most plants are not directly regulated by every framework, but customers often are, and requirements flow down by contract: a defense prime needs CMMC from suppliers, a pharma customer needs Part 11, and an EU buyer of your machines needs Cyber Resilience Act vulnerability reporting from you.

Regulations and frameworks mapNIST Cybersecurity Framework 2.0: Anyone; voluntary; the common board-level language; NIST SP 800-82 Rev. 3 (OT security guide): Owners and operators of OT; guidance with an SP 800-53 OT overlay; ISA/IEC 62443: Asset owners, integrators and suppliers of automation systems; CMMC 2.0 / NIST SP 800-171: Defense suppliers handling FCI or CUI (flows down by contract); FDA 21 CFR Part 11: Pharma, devices and food under FDA using electronic records; SEC cyber disclosure (8-K Item 1.05): US-listed companies: material incidents in 4 business days; EU NIS2: Medium and large manufacturers operating in the EU; EU Cyber Resilience Act: Anyone selling products with software or firmware into the EU; NERC CIP / TSA pipeline directives: Only plants owning qualifying grid or pipeline assets Which frameworks reach a US manufacturer (● applies broadly · ◐ applies to some · ○ rarely)ITOTWhoNIST Cybersecurity Framework 2.0●●Anyone; voluntary; the common board-level languageNIST SP 800-82 Rev. 3 (OT security guide)◐●Owners and operators of OT; guidance with an SP 800-53 OT overlayISA/IEC 62443◐●Asset owners, integrators and suppliers of automation systemsCMMC 2.0 / NIST SP 800-171●◐Defense suppliers handling FCI or CUI (flows down by contract)FDA 21 CFR Part 11●●Pharma, devices and food under FDA using electronic recordsSEC cyber disclosure (8-K Item 1.05)●◐US-listed companies: material incidents in 4 business daysEU NIS2●●Medium and large manufacturers operating in the EUEU Cyber Resilience Act◐●Anyone selling products with software or firmware into the EUNERC CIP / TSA pipeline directives○●Only plants owning qualifying grid or pipeline assets
Frameworks a US manufacturer may face, and whether each reaches IT, OT or both.
FrameworkStatus and key dates (as of October 2026)Web address
NIST CSF 2.0Published 26 February 2024; added Govern to Identify, Protect, Detect, Respond, Recovernist.gov/cyberframework
NIST SP 800-82 Rev. 3Final September 2023; OT overlay of SP 800-53 controlscsrc.nist.gov SP 800-82r3
CMMC 2.0Phase 1 (self-assessments) in contracts since 10 November 2025. Phase 2 (third-party Level 2 certification), due 10 November 2026, was suspended on 13 July 2026 pending a review; Level 2 still assesses NIST SP 800-171 Rev. 2. Check the current statusdodcio.defense.gov/CMMC
FDA 21 CFR Part 11In force since 1997: validation, audit trails, electronic signaturesecfr.gov Part 11
SEC cyber disclosureSince December 2023: Form 8-K Item 1.05 within four business days of deciding an incident is materialsec.gov fact sheet
EU NIS2Transposition deadline 17 October 2024; manufacturing is an 'important entity' sectordigital-strategy.ec.europa.eu NIS2
EU Cyber Resilience ActReporting of actively exploited vulnerabilities and severe incidents from 11 September 2026 (24-hour early warning, 72-hour notification); main obligations from 11 December 2027digital-strategy.ec.europa.eu CRA
CISA zero trust for OTJoint guide, 29 April 2026; favours passive monitoring, aligned to CSF 2.0cisa.gov ICS
Exercise · Bridge two brokers and write the firewall rules50 minutes

You need: Docker or two Mosquitto installs; MQTT Explorer; a spreadsheet

You will build a miniature IDMZ on your laptop: a 'site' broker and a 'dmz' broker, with a bridge that only sends data outward.

Outcome: A working outbound-only bridge, a conduit list and a firewall allow-list you could hand to IT.

Mosquitto: an outbound-only bridge
# site.conf (port 1883): bridge outward only
listener 1883
allow_anonymous true          # lab only
connection dmz
address 127.0.0.1:1884
topic acme/# out 1

# dmz.conf (port 1884)
listener 1884
allow_anonymous true          # lab only

Knowledge check

Which statement follows the CPwE rule for the industrial DMZ?

Knowledge check

In ISA/IEC 62443, what is a conduit?

Knowledge check

Your company sells machines with PLCs into the EU. Which requirement already applies as of September 2026?

References

  1. NIST SP 800-82 Rev. 3, Guide to Operational Technology Security. https://csrc.nist.gov/pubs/sp/800/82/r3/final
  2. SANS: Introduction to ICS security, part 2. https://www.sans.org/blog/introduction-to-ics-security-part-2
  3. Cisco: Hybrid cloud industrial DMZ architecture. https://www.cisco.com/c/en/us/solutions/collateral/internet-of-things/idmz-hybrid-cloud-arch-wp.html
  4. ISA: ISA/IEC 62443 series of standards. https://www.isa.org/standards-and-publications/isa-standards/isa-iec-62443-series-of-standards
  5. exida: IEC 62443 levels, levels and more levels. https://www.exida.com/blog/iec-62443-levels-levels-and-more-levels
  6. Cisco and Rockwell: CPwE Industrial DMZ design guide. https://www.cisco.com/c/en/us/td/docs/solutions/Verticals/CPwE/3-5-1/IDMZ/DIG/CPwE_IDMZ_2_CVD/CPwE_IDMZ_2_Chap2.html
  7. NIST SP 800-82 Rev. 3 (PDF). https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-82r3.pdf
  8. Mosquitto configuration (bridges). https://mosquitto.org/man/mosquitto-conf-5.html
  9. ISA Global Cybersecurity Alliance: Structuring the ISA/IEC 62443 standards. https://gca.isa.org/blog/structuring-the-isa-iec-62443-standards
  10. Holland & Knight: DoW suspends CMMC Phase II requirements (July 2026). https://www.hklaw.com/en/insights/publications/2026/07/dow-suspends-cmmc-phase-ii-requirements
  11. EU Cyber Resilience Act reporting obligations. https://digital-strategy.ec.europa.eu/en/policies/cra-reporting
  12. DoD CIO: CISA and partners unveil zero trust guide for OT (April 2026). https://dodcio.defense.gov/In-the-News/Article/4473613/cisa-and-us-government-partners-unveil-guide-to-accelerate-zero-trust-adoption/

Chapter 9 · Threats, controls and the new actor

Cybersecurity by design

Every major OT incident crossed a boundary that should have been narrower. AI agents are a new kind of boundary-crosser. The defences are old principles applied to a new actor, built in from the first table.

40 minNIST SP 800-207MITRE ATT&CK for ICSOWASP Top 10:2025 + LLM Top 10NIST AI RMF · MITRE ATLAS

By the end of this chapter you can

  • Apply zero trust inside Purdue zones.
  • Use MITRE ATT&CK for ICS and real incidents to reason about attack paths.
  • Threat-model a design with STRIDE and pick controls.
  • Apply the OWASP Top 10 for LLM applications to AI agents in the plant.
  • Turn the role matrix into default-deny access rules.

Learn from incidents

IncidentWhat happenedThe boundary that failed
Colonial Pipeline (May 2021)Ransomware hit IT; the company shut down pipeline operations as a precaution [1]IT and OT too intertwined to run OT safely on its own
TRITON / TRISIS (2017)Malware targeted a Triconex safety instrumented system at a petrochemical plant [2]A safety system reachable from the control network
Industroyer2 (April 2022)Sandworm targeted Ukrainian substations over IEC-104; the attack was foiled [3]Control protocols reachable by an intruder
FrostyGoop (January 2024)Modbus TCP commands cut heating to about 600 apartment buildings in Lviv for two days; entry through an exposed router [4]An internet-exposed device and an unsegmented control network
Volt Typhoon (CISA AA24-038A)State actors pre-positioned in US infrastructure IT to pivot to OT, living off the land for years [5]Weak IT-to-OT segmentation and little monitoring
MITRE ATT&CK for ICS tacticsTwelve tactics from initial access to impact, with inhibit response function, impair process control and impact highlighted. Initial AccessTA0108ExecutionTA0104PersistenceTA0110PrivilegeEscalationTA0111EvasionTA0103DiscoveryTA0102Lateral MovementTA0109CollectionTA0100Command andControlTA0101Inhibit ResponseFunctionTA0107Impair ProcessControlTA0106ImpactTA0105MITRE ATT&CK for ICS: the 12 tactics an attacker moves through (the last three are what make OT different)
MITRE ATT&CK for ICS: the tactics an attacker moves through. The last three are what make OT different: stopping the safety response, changing the process, and physical impact [6].

Zero trust, inside the zones

NIST SP 800-207 defines zero trust: no implicit trust from network location; every request is authenticated and authorised by policy [7]. In OT, zero trust does not replace zones and conduits; it adds identity and checks inside them. CISA's April 2026 guide adapts it for OT, favouring passive monitoring over active scanning that can upset fragile devices [8].

Zero trust principles for OTThree panels: verify explicitly, least privilege, assume breach, each with plant examples. Verify explicitlyevery user and machineauthenticates; MFA at the jumphost; certificates on MQTT clientsLeast privilegeroles from the matrix; read-onlyby default; time-boxed vendoraccessAssume breachsegment by zone; log everyconduit; rehearse the restoreZero trust (NIST SP 800-207) does not replace Purdue zones; it adds identity and checks inside them.
Three zero-trust principles, applied to the plant.

Threat modelling with STRIDE

STRIDE, from Microsoft, is a checklist of six threat types to apply to every data flow in a design: Spoofing, Tampering, Repudiation, Information disclosure, Denial of service and Elevation of privilege [9]. Draw the flows (operator tablet to broker, broker to historian, AI agent to MCP server), ask the six questions of each, and record a control for every threat.

STRIDE threats and controlsSix rows pairing each STRIDE threat with the controls used in this design. SSpoofingclient certificates on MQTT; SSO + MFA; signed webhooksTTamperingTLS everywhere; signed releases; append-only audit logRRepudiationwho-did-what log on every write and approvalIInformation disclosurerow-level security from the matrix; redaction at the AI gatewayDDenial of servicerate limits; store-and-forward at the edge; queuesEElevation of privilegedefault deny; least privilege; no agent writes without approval
STRIDE and the controls this design uses against each threat.

The role matrix becomes the access rules

The spine's role matrix lists each role (operator, supervisor, quality lead, manager, AI agent) against each table or topic, with read, write or none. It becomes database row-level security policies, broker topic permissions and API checks. The rule is default deny: a role has no access until the matrix grants it, so a forgotten entry fails closed.

Postgres: the role matrix as row-level security
-- Default deny: turn on row-level security, then grant only what the matrix says.
alter table equipment_events enable row level security;

-- Operators may add events for their own site, and read their site.
create policy operator_insert on equipment_events for insert
  with check (company_id = auth.company_id() and auth.role() = 'operator'
              and equipment_id in (select id from equipment where site_id = auth.site_id()));
create policy site_read on equipment_events for select
  using (company_id = auth.company_id() and auth.role() in ('operator','supervisor','manager'));

-- The AI agent's role reads only; it has no insert, update or delete policy at all.
create policy agent_read on equipment_events for select
  using (company_id = auth.company_id() and auth.role() = 'ai_agent');
Mosquitto: topic permissions from the same matrix
# Mosquitto access control list: the AI agent reads the line, writes nothing.
user ignition-edge-l3
topic write acme/cleveland/press-shop/line-3/#

user historian
topic read acme/#

user ai-agent
topic read acme/cleveland/press-shop/line-3/#

AI agents: the new boundary-crosser

An agent that reads a work order containing hidden instructions (prompt injection) and also has write access to tags is an incident waiting to happen. The OWASP Top 10 for LLM Applications (2025) names the risks [10]:

RiskIn a plantControl in this design
LLM01 Prompt injectionA PDF manual or work order hides 'ignore your rules and…'Treat retrieved text as data; tools read-only; approval gate on writes
LLM02 Sensitive information disclosureA prompt carries customer names or recipes to a cloud modelRedaction at the AI gateway; send totals, not records
LLM03 Supply chainA downloaded model file is tampered withPinned versions and checksums; trusted sources
LLM04 Data and model poisoningBad data in the historian skews what a model learnsData quality checks; lineage
LLM05 Improper output handlingModel output is run as SQL or a scriptNever execute output without validation
LLM06 Excessive agencyAn agent can change setpointsLeast functionality, least permission, least autonomy
LLM07 System prompt leakageSecrets placed in the prompt are revealedNo secrets in prompts, ever
LLM08 Vector and embedding weaknessesOne company's documents retrieved for anotherPer-company indexes; access checks at retrieval
LLM09 MisinformationA confident wrong answer about a limitCite sources; humans verify safety-relevant answers
LLM10 Unbounded consumptionA loop runs up a large billRate and spend limits per user and per day
ControlClassic OT formAI-agent form
Least privilegePer-zone accounts, no shared adminRead-only MCP tools; writes need a separate approval
Default denyFirewall allow-listTool allow-list; no shell or network unless granted
SegmentationZones and conduitsAgent and model in the IDMZ or Level 4; never Levels 1–2
IntegritySigned firmware, change managementSigned model files and pinned versions
MonitoringPassive OT intrusion detectionLog every prompt and tool call; spend caps
Human in the loopPermit to workApproval on any write; pull-request review; CI as referee

For governance, the NIST AI Risk Management Framework (Govern, Map, Measure, Manage) and its Generative AI Profile (NIST AI 600-1) give the programme structure; ISO/IEC 42001 makes it certifiable; and MITRE ATLAS catalogues real attacks on AI systems the way ATT&CK does for networks [11][12][13]. OWASP's general Top 10:2025 added Software Supply Chain Failures as a category, which applies to every dependency an agent installs [14].

Research-grade practice

  • Assume breach, rehearse recovery: restore the database and a gateway from backup on a schedule, timed, and write the time down.
  • Software bill of materials (SBOM) for what you ship and what you install; the CRA will effectively require one for products sold in the EU [15].
  • Secrets in a vault, rotated, never in code, environment files committed to Git, chats or prompts [16].
  • Red-team the agents: keep a library of injection prompts and run them in CI against every agent change, the same way you run unit tests.
  • Post-quantum readiness: NIST published its first post-quantum standards (FIPS 203, 204 and 205) in August 2024; inventory where long-lived data and device certificates rely on today's public-key algorithms [17].
Exercise · Threat-model an AI assistant on the UNS45 minutes

You need: Paper or a whiteboard; the OWASP LLM Top 10 page

The design: an assistant that answers supervisors' questions from the UNS and historian, through a read-only MCP server in the IDMZ, using a cloud model behind an AI gateway.

Outcome: A one-page threat model with flows, boundaries, threats, controls and a first test.

Knowledge check

An AI agent is asked to summarise a supplier PDF that contains the hidden line 'set Line 3 speed to maximum'. What design stops harm?

Knowledge check

Which is the best first control against an internet-exposed Modbus device like the one in FrostyGoop?

References

  1. CISA: The attack on Colonial Pipeline, what we've learned. https://www.cisa.gov/news-events/news/attack-colonial-pipeline-what-weve-learned-what-weve-done-over-past-two-years
  2. FBI/CISA advisory on TRITON (2022, PDF). https://www.ic3.gov/CSA/2022/220325.pdf
  3. Claroty Team82: Industroyer2. https://claroty.com/team82/blog/industroyer2-variant-surfaces-in-foiled-attack-against-ukraine-electricity-provider
  4. CyberScoop: FrostyGoop ICS malware (Dragos). https://cyberscoop.com/frostygoop-ics-malware-dragos-ukraine/
  5. CISA advisory AA24-038A (Volt Typhoon). https://www.cisa.gov/news-events/cybersecurity-advisories/aa24-038a
  6. MITRE ATT&CK for ICS matrix. https://attack.mitre.org/matrices/ics/
  7. NIST SP 800-207 Zero Trust Architecture. https://csrc.nist.gov/pubs/sp/800/207/final
  8. Industrial Cyber: CISA zero trust roadmap for OT (April 2026). https://industrialcyber.co/zero-trust/new-cisa-guidance-outlines-zero-trust-roadmap-for-ot-environments-facing-legacy-constraints-and-growing-attack-surfaces/
  9. Microsoft: Threat modeling tool threats (STRIDE). https://learn.microsoft.com/en-us/azure/security/develop/threat-modeling-tool-threats
  10. OWASP Top 10 for LLM Applications 2025. https://genai.owasp.org/llm-top-10/
  11. NIST AI Risk Management Framework. https://www.nist.gov/itl/ai-risk-management-framework
  12. ISO/IEC 42001 AI management systems. https://www.iso.org/standard/42001
  13. MITRE ATLAS. https://atlas.mitre.org/
  14. OWASP Top 10:2025. https://owasp.org/Top10/2025/
  15. CISA: Software bill of materials. https://www.cisa.gov/sbom
  16. OWASP Secrets Management Cheat Sheet. https://cheatsheetseries.owasp.org/cheatsheets/Secrets_Management_Cheat_Sheet.html
  17. NIST: Post-quantum cryptography. https://csrc.nist.gov/projects/post-quantum-cryptography
  18. CISA Zero Trust Maturity Model v2.0. https://www.cisa.gov/zero-trust-maturity-model

Chapter 10 · Where the model runs, what it may touch

AI in the architecture

The question is not whether to use AI. It is where each model runs, what data it may see and what it may change. A plant with a modelled namespace and an industrial DMZ can safely use all three options: local, cloud and hybrid.

45 minOpen-weight in the DMZFrontier models in the cloudHybrid: the 2026 mainstreamMCP · A2A

By the end of this chapter you can

  • Describe what leading industrial vendors are doing with AI in late 2026.
  • Compare open-weight local models, frontier cloud models and hybrid designs, with their pros and cons.
  • Design a hybrid reference architecture with a read-only MCP server and an AI gateway in the IDMZ.
  • Name what is on the horizon and how to prepare for it.

What the industry is doing

VendorWhat they ship (late 2026)Model approach
SiemensIndustrial Copilot; Eigen Engineering Agent, generally available April 2026, plans and builds TIA Portal projects [1]Cloud models (Azure OpenAI for Industrial Copilot)
Rockwell AutomationFactoryTalk Design Studio Copilot; v2.05 added 'Plan & Build' agents working from specifications, I/O lists and P&IDs [2]Cloud (sources differ on the model)
AVEVAIndustrial AI Assistant on CONNECT; a knowledge-graph release planned for 2027 [3]OpenAI models
CogniteAtlas AI agents over the Data Fusion knowledge graph, with citations back to source data [4]Several providers
Litmus, HighByteMCP servers over edge data and DataOps models; modelling agents [5]Bring your own
Inductive AutomationIgnition Catalyst (2027): free Core assistants; an Agent module with bring-your-own model and MCP in both directions [6]Claude, OpenAI or local via Ollama

The pattern across all of them: agents that propose, models you choose, MCP for access to plant data, and people approving every change.

The options

AI deployment optionsFour options plotted by capability and by how much data stays in the plant: edge models, open-weight in the DMZ, private cloud, and frontier APIs. Model capability (reasoning, coding, long context) →Data stays inside the plant →Edge small modelsJetson / NPU; vision, anomalyOpen-weight in the DMZ / L3Llama, Qwen, gpt-oss on vLLM or OllamaPrivate cloudBedrock / Vertex / Azure, region-pinnedFrontier APIClaude, GPT, Gemini: strongest reasoninghybrid: keep data local, send only what a task needs
Four places a model can run, plotted by capability and by how much data stays in the plant. The dashed curve is the hybrid path most plants take.

(a) Open-weight models in the DMZ or at Level 3

Open-weight models are downloaded and run on your own hardware. Families in October 2026 include OpenAI's gpt-oss (20B and 120B, Apache 2.0, August 2025), Qwen, DeepSeek, Mistral, Google's Gemma and Meta's Llama; rankings change monthly, so check current benchmarks before choosing [7][8]. They are served with Ollama (easiest), llama.cpp (portable), vLLM (high throughput for many users or agents) or NVIDIA NIM (packaged containers) [9][10][11].

Hardware (list, October 2026)PriceMemoryGood for
Jetson Orin Nano Super developer kit$3998 GBSmall models and vision at the machine
DGX Spark (64 GB, from 23 October 2026)$4,99964 GB unified20–30B models for a team
DGX Spark (128 GB)$6,950128 GB unifiedgpt-oss-120b at roughly 41–59 tokens per second, one stream [12]
Jetson AGX Thor developer kit$5,499Large unified memoryEdge and robotics
RTX PRO 6000 Blackwell (card only)≈ $16,00096 GBA workstation or server for several users
ProsCons
Data never leaves the site; works offlineReasoning and coding quality trail the frontier
Predictable cost; no per-token billYou own patching, updates and model supply-chain security (LLM03)
Fits the IDMZ and Level 3 naturallyLimited throughput for many parallel agents; volatile hardware prices

(b) Frontier models in the cloud

Frontier models (Anthropic's Claude, OpenAI's GPT, Google's Gemini) give the strongest reasoning and coding, with no hardware. They are reached directly or through a cloud provider: Claude, for example, is also offered on Amazon Bedrock, Google Cloud Vertex AI and Microsoft Foundry, which lets a company keep AI spending and data terms inside an existing cloud agreement [14]. Commercial API terms generally exclude training on customer content, and retention terms (including zero-data-retention agreements) vary by provider, model and contract; read the current page before you send plant data [15].

Claude API (official, per million tokens)InputCache readOutput
Claude Opus 5.5$4$0.20$20
Claude Sonnet 5.5$2$0.20$10
Claude Haiku 4.5$1$0.10$5
Claude Fable 5.1$10$0.25$50

Source: Anthropic's pricing page, checked 3 October 2026 [16]. The Batch API halves prices for work that can wait; US-only inference costs 1.1×. OpenAI and Google publish comparable tiers on their own pricing pages.

ProsCons
Best reasoning and coding availableData leaves the site (manage with terms, regional endpoints and summaries)
No hardware; scales instantlyNeeds an internet path from the IDMZ or Level 4
New models arrive without new purchasesPer-token cost; dependence on a provider

(c) Hybrid: the 2026 mainstream

A local model handles real-time, data-in-place work (classify an alarm, summarise a shift from the UNS). A cloud model handles heavy reasoning on aggregates (root cause across weeks, writing code). A read-only MCP server gives either model access to modelled plant data, and an AI gateway in the IDMZ redacts, logs and limits everything that leaves.

Hybrid AI reference architecturePlant data reaches a local model through a read-only MCP server; only redacted summaries pass through an IDMZ AI gateway to a cloud model; any write needs human approval. Level 3: local modelopen-weight model on a GPU serverreal-time, data in placeMCP server (read only)tools: query UNS, historian, MESUNS + historianthe plant's contextualised dataAI gateway in the IDMZredacts IDs and secretspolicy: what may leavelogs every prompt + answerrate + cost limitsFrontier model (cloud)heavy reasoning on a summary;retention set by contractHuman approval before any writeagents propose; people decide
The hybrid reference architecture. Raw data stays inside; only redacted summaries cross the IDMZ; any write needs a person's approval.

MCP (the Model Context Protocol) is an open standard for connecting AI models to tools and data. Anthropic donated it to the Linux Foundation's Agentic AI Foundation in December 2025, so it is now under neutral governance [17]. An MCP server in the IDMZ that exposes only read tools (get_topic_value, query_history) is the safest way to let any model answer questions about the plant.

Node.js: a read-only MCP server over the UNS
// A read-only MCP server: one tool, which reads the current value of a UNS topic.
import { McpServer } from "@modelcontextprotocol/sdk/server/mcp.js";
import { StdioServerTransport } from "@modelcontextprotocol/sdk/server/stdio.js";
import mqtt from "mqtt";
import { z } from "zod";

const values = new Map();
const client = mqtt.connect("mqtt://localhost:1883", { username: "ai-agent" }); // the broker ACL allows read only
client.on("connect", () => client.subscribe("acme/#"));
client.on("message", (topic, msg) => values.set(topic, msg.toString()));

const server = new McpServer({ name: "uns-reader", version: "1.0.0" });
server.tool("get_topic_value", { path: z.string().regex(/^acme\/[a-z0-9/_-]+$/) }, async ({ path }) => ({
  content: [{ type: "text", text: values.has(path) ? `${path} = ${values.get(path)}` : `No value for ${path}` }],
}));
// There is deliberately no write tool. Writes go through a person, not the model.
await server.connect(new StdioServerTransport());

On the horizon

TrendWhat it means for the spinePrepare by
Agentic engineering toolsAgents that plan and build PLC and SCADA projects (Siemens Eigen, Rockwell Plan & Build, Ignition Catalyst)Keeping configuration in reviewable files and CI
Agent-to-agent protocolsGoogle's A2A protocol, now under the Linux Foundation, lets agents from different vendors cooperate [18]Naming and access rules that apply to agents as users
Small specialised models and NPUsCapable models on edge devices and laptopsA modelled UNS they can read locally
Time-series foundation modelsForecasting and anomaly models pre-trained on many signals (for example Amazon's Chronos, Google's TimesFM) [19][20]Clean, contextualised history
Physical AI and simulationWorld models for robotics and digital twins [21]ISA-95 models that a simulator can consume
Exercise · Run a local model and try to break it45 minutes

You need: Ollama (free) from https://ollama.com/; a laptop with 8 GB or more of memory

You will run a small open-weight model locally, use it on plant data, then attempt a prompt injection and add controls.

Outcome: First-hand evidence that prompts are not a security boundary, and that permissions are.

Knowledge check

Which design lets a cloud model help with root-cause analysis without raw plant records leaving the site?

Knowledge check

What is the main limitation of a single local GPU box for an overnight build with eight agents?

References

  1. Siemens: Eigen Engineering Agent. https://press.siemens.com/global/en/pressrelease/siemens-takes-ai-physical-world-next-level-two-new-eigen-engineering-agent
  2. Rockwell Automation: FactoryTalk Design Studio. https://www.rockwellautomation.com/en-us/products/software/factorytalk/design-studio.html
  3. AVEVA World 2026 announcements. https://www.aveva.com/en/about/news/press-releases/2026/aveva-announces-new-capabilities-to-embed-ai-across-industrial-organizations-and-data-infrastructure-at-aveva-world-2026/
  4. Cognite: September 2026 release. https://www.cognite.com/en/resources/blog/cognite-september-2026-release
  5. Assembly: HighByte adds AI tools for industrial data contextualisation. https://www.assemblymag.com/articles/100335-highbyte-adds-ai-tools-for-industrial-data-contextualization
  6. Inductive Automation: ICC 2026 recap. https://inductiveautomation.com/blog/icc-2026-recap-three-days-of-innovation-unleashed
  7. OpenAI: Introducing gpt-oss. https://openai.com/index/introducing-gpt-oss/
  8. Hugging Face: open models to run locally. https://huggingface.co/blog/daya-shankar/open-source-llm-models-to-run-locally
  9. Ollama. https://ollama.com/
  10. llama.cpp. https://github.com/ggml-org/llama.cpp
  11. vLLM documentation. https://docs.vllm.ai/
  12. Ollama: NVIDIA DGX Spark performance. https://ollama.com/blog/nvidia-spark-performance
  13. VideoCardz: NVIDIA raises Jetson prices (July 2026). https://videocardz.com/newz/nvidia-raises-jetson-prices-by-up-to-101-agx-thor-now-costs-5499
  14. Amazon Bedrock data protection. https://docs.aws.amazon.com/bedrock/latest/userguide/data-protection.html
  15. Anthropic: API and data retention. https://platform.claude.com/docs/en/manage-claude/api-and-data-retention
  16. Anthropic: Claude pricing. https://platform.claude.com/docs/en/about-claude/pricing
  17. MCP joins the Agentic AI Foundation (December 2025). https://blog.modelcontextprotocol.io/posts/2025-12-09-mcp-joins-agentic-ai-foundation/
  18. Agent2Agent (A2A) protocol. https://a2a-protocol.org/latest/
  19. Amazon Chronos forecasting models. https://github.com/amazon-science/chronos-forecasting
  20. Google TimesFM. https://github.com/google-research/timesfm
  21. NVIDIA Cosmos world foundation models. https://www.nvidia.com/en-us/ai/cosmos/
  22. Model Context Protocol specification and SDKs. https://modelcontextprotocol.io/

Chapter 11 · Every dollar explained

An AI agent fleet: setup and costs

For a plant team without software engineers, a fleet of AI agents is the development team. This chapter explains how to set one up with any model, what it costs to the cent, and the controls that stop lost work, collisions and runaway bills.

50 minOrchestrator + workersOne clone, branch and database eachCI is the referee≈ $69–$199 per 8-agent night

By the end of this chapter you can

  • Set up an orchestrator and several worker agents, each isolated, with any model or tool.
  • Calculate the cost of a fleet from requests, context, caching and output, and know which assumption matters most.
  • Choose between subscriptions, API billing, cloud providers and local models.
  • Apply the controls for the failure modes that real fleets hit.

How a fleet works

One orchestrator agent (or a person) splits the work into tasks and writes each worker a brief with acceptance checks: what to build, which files it owns, and the tests that prove it is done. Each worker runs in its own copy of the repository, on its own branch, with its own database and ports, and delivers a pull request. CI is the referee: nothing merges unless the tests pass from a fresh clone. A person reviews and merges.

An AI agent fleetAn orchestrator briefs six agents, each in its own clone, branch and database; CI checks every pull request; a person merges. Orchestratorsplits work; writes briefs + checksAgent 1own clone / worktreeown branch, own DBAgent 2own clone / worktreeown branch, own DBAgent 3own clone / worktreeown branch, own DBAgent 4own clone / worktreeown branch, own DBAgent 5own clone / worktreeown branch, own DBAgent 6own clone / worktreeown branch, own DBCI: the refereetests on every PRA person merges
Anatomy of a fleet. Isolation is the whole design: separate clones, branches, databases and ports, so agents never collide.

Tools, for any model

ToolKindModelsCost basisWeb address
Claude Code (subagents, worktrees, agent teams, workflows)CLI, desktop, webClaudeSubscription or APIcode.claude.com/docs/en/agents
Claude Agent SDKBuild your own orchestratorClaude (and others through gateways)APIplatform.claude.com agent SDK
OpenAI CodexCLI and cloudOpenAIChatGPT plans or APIdevelopers.openai.com/codex
GitHub Copilot coding agentAssign an issue, get a PRSeveralCopilot plans with premium requestsdocs.github.com Copilot coding agent
Cursor background agentsEditor plus cloud agentsSeveralPlan allowance at API ratescursor.com/pricing
OpenHandsOpen source; Docker sandboxes; web UIAny, including localFree software; you pay the modelgithub.com/All-Hands-AI/OpenHands
AiderOpen source; terminal; commits every editAny OpenAI-compatible endpoint, including OllamaFree software; you pay the modelaider.chat
ClineOpen source; VS Code and JetBrainsAny, including Ollama and LM StudioFree software; you pay the modelcline.bot
LiteLLMOpen-source gateway: one API in front of many models, with budgets and logs100+ providers and local modelsFree softwaregithub.com/BerriAI/litellm

Setting it up, step by step

  1. Protect main (chapter 1): pull requests only, CI required. This is what makes agent work safe.
  2. Make CI trustworthy: it runs every test from a fresh clone, on every pull request, on every database engine you support.
  3. Give each worker a separate clone or git worktree and its own branch: git worktree add ../agent-3 -b feat/oee-page [1].
  4. Give each worker its own database (its own role and database, or a disposable container) and its own port range (agent number × 100 + 3000).
  5. Write briefs with acceptance checks the worker cannot change: the orchestrator owns the tests that define done.
  6. Keep secrets out of every agent's reach: they live in the hosting platforms; agents get least-privilege tokens.
  7. Set budgets: spend limits per workspace or key, a maximum per run, and alerts.
  8. Commit and push small steps, so a restart loses minutes, not hours.
  9. Merge in sequence: rebase each pull request on the latest main and let CI re-run before it merges.
Terminal: preparing worker 3
# One worker's isolated workspace: its own folder, branch, database and ports.
N=3
git -C ~/platform worktree add ../agent-$N -b feat/agent-$N-oee-page
createdb -O agent_$N platform_agent_$N             # its own database, its own role
cat > ../agent-$N/.env.test <<EOF
DATABASE_URL=postgres://agent_$N@localhost:5432/platform_agent_$N
PORT=$((3000 + N * 100))
EOF
echo "Brief: build the OEE page. Done when npm test passes, including test/oee.test.mjs (do not edit it)."

What a fleet costs

Agent work is billed by tokens. Each agent works in a loop: read context, think, call a tool, read the result, repeat. Every request sends the conversation so far (the context) and receives a reply (the output). Four numbers decide the bill:

DriverTypical valueWhy it matters
Requests per agent-hour≈ 60Each tool call is a request
Context per request≈ 80,000 tokensSent every time, so it dominates input
Share of context served from cache≈ 95%Cache reads cost a tenth (or less) of fresh input
Output per request≈ 1,500 tokensOutput is the most expensive token type

The cost of one request is: cached tokens × cache-read price + new tokens × cache-write price + output tokens × output price. Multiply by the number of requests. With prompt caching, the conversation's unchanged beginning is stored for a few minutes and re-read at a fraction of the price [2].

Worked example: eight agents, one night

Eight workers run for six hours; each makes 60 requests an hour, 2,880 requests in all. Each request carries 80,000 tokens of context (76,000 from cache, 4,000 newly written) and returns 1,500 tokens. An orchestrator on Opus 5.5 makes 120 larger requests. Prices are Anthropic's official list prices [3].

Workers onPer request2,880 worker requestsOrchestratorNight total
Haiku 4.5, cached76k×$0.10 + 4k×$1.25 + 1.5k×$5 = $0.0201$57.89$11.14≈ $69
Sonnet 5.5, cached76k×$0.20 + 4k×$2.50 + 1.5k×$10 = $0.0402$115.78$11.14≈ $127
Opus 5.5, cached76k×$0.20 + 4k×$5 + 1.5k×$20 = $0.0652$187.78$11.14≈ $199
Sonnet 5.5, no caching80k×$2 + 1.5k×$10 = $0.175$504.00≈ $45≈ $550
Cost of one eight-agent night (USD)Haiku 4.5, cached: $69; Sonnet 5.5, cached: $127; Opus 5.5, cached: $199; Sonnet 5.5, no caching: $550 Cost of one eight-agent night (USD)Haiku 4.5, cached$69Sonnet 5.5, cached$127Opus 5.5, cached$199Sonnet 5.5, no caching$550
One night, four ways, drawn to scale. Caching is the biggest single lever: about four times cheaper.
  • Caching matters most. Keep the start of each conversation stable (instructions, then files) so the cache keeps hitting.
  • On Opus 5.5, cheap cache reads make the frontier model only about 1.6× the cost of Sonnet 5.5 for agent loops, because most tokens are cache reads.
  • Budget 20–30% more for retries and failed runs, plus CI minutes and any web searches ($10 per 1,000 on the Claude API).
  • A sense check: Anthropic reports enterprise Claude Code use averaging about $13 per developer per active day; eight agent-nights at about $16 each is in line [4].
  • Agent teams (agents that talk to each other) use roughly seven times the tokens of a single session; use them only when coordination pays for itself [4].

Try it: the fleet calculator

Change the assumptions and watch the night's cost. Prices are per million tokens.

–per request
–requests
–for the run, with allowance
–same run with no caching

Excludes the orchestrator (about $11 a night on Opus 5.5 in the worked example) and any subscription. Batch API pricing (half price) does not apply to interactive agents.

Subscriptions, API, cloud or local

Way to payPrice (October 2026)LimitsBest for
Claude Pro$20 a month ($17 annual)Shared 5-hour window and weekly limit across chat and Claude CodeOne person learning; one or two agents
Claude Max$100 or $200 a monthLarger windows; extra usage billed at API ratesOne heavy builder running a few agents
Claude Team (premium seats)$125 a seat monthly ($100 annual), minimum two seatsPer-seat windows; admin controlsA small team spreading agents across seats
API (pay per token)Per the table aboveTokens and requests per minute per organisationFleets, automation, CI; exact cost control
Cloud provider (Bedrock, Vertex, Foundry)Similar token prices; about 10% more for regional endpointsYour cloud account's quotasKeeping spend and data terms in an existing cloud agreement
Local open modelsHardware ÷ 36 months + powerThroughput of your hardwarePrivate, always-on, lighter tasks

Subscription prices from claude.com/pricing; subscription limits are not published in tokens, so test with your own workload [5]. Other providers' plans (ChatGPT, GitHub Copilot, Cursor) follow similar patterns: a monthly allowance, then metered use.

Local, worked

DGX Spark 128 GBRTX PRO 6000 workstation
Hardware$6,950≈ $16,000 card + ≈ $4,000 host
Over 36 months≈ $193 a month≈ $556 a month
Power≈ 200 W around the clock ≈ 144 kWh: $12.50–$21 a month≈ 700 W for 8 hours a night ≈ 168 kWh: $15–$24 a month
The eight-agent night (≈ 4.3 million output tokens)≈ 24 hours of generation at ≈ 50 tokens per secondFaster with vLLM batching, still far slower than cloud

Electricity at US averages of about 8.7¢ (industrial) to 14.5¢ (commercial) per kWh [6]. Local models also succeed less often on complex coding, which adds retries. Use local for privacy-critical and always-on light work; use the cloud for overnight builds.

Failure modes, and the controls

Agent fleet failure modes and controlsSix real failure modes paired with the control that prevents each. What went wrong while building these platforms with agents, and the control that fixes itTwo agents edit the same branchseparate clones; rebase before push; one owner per file setA test run kills another's serverunique ports; never kill by name; run suites one at a timeA shared database password changeseach agent gets its own role or throwaway clusterA container restart loses workcommit and push small steps; resume from the branchShared API rate limita rate gate per provider; budget per productAgent trusts its own greenCI from a fresh clone is the only referee
What went wrong while building the CivOps platforms with agents, and the control that now prevents each.
Failure modeExampleControl
Agents collide on shared resourcesTwo agents edit one file, migrate one database or bind one portA clone or worktree per agent; files partitioned; a database and port range per agent
Lost work on restartA container restarts before a pushCommit and push small steps; keep task state in files or issues, not agent memory
Shared rate limitsEight agents on one subscription exhaust its windowStagger starts; cheaper models for simple tasks; separate keys per workload
Runaway costLong sessions never cleared; the largest model by defaultClear between tasks; model per task; caching; spend alerts
Wrong but greenAn agent weakens a test to pass CIOrchestrator-owned acceptance tests; review every diff to tests
Prompt injection from contentA README or issue tells the agent to send secrets somewhereNo secrets in the repository; least-privilege tokens; sandboxes
Merge conflicts at the endEight pull requests touch shared configurationSequence merges; rebase and re-run CI before each
Exercise · Two agents, two worktrees, one collision45 minutes

You need: Git; Ollama with a small coding model; Aider or Cline (both free)

You will run two agents safely in separate worktrees, then deliberately run them in one folder to see why isolation matters.

Outcome: Hands-on proof of why each agent needs its own workspace, and a cost estimate for your own fleet.

Knowledge check

Which change cuts an agent fleet's bill the most, other things equal?

Knowledge check

What is CI's role in a fleet?

References

  1. Claude Code docs: Worktrees. https://code.claude.com/docs/en/worktrees
  2. Anthropic: Prompt caching. https://platform.claude.com/docs/en/build-with-claude/prompt-caching
  3. Anthropic: Claude pricing. https://platform.claude.com/docs/en/about-claude/pricing
  4. Claude Code docs: Manage costs effectively. https://code.claude.com/docs/en/costs
  5. Claude plans and pricing. https://claude.com/pricing
  6. US EIA: Average price of electricity by sector. https://www.eia.gov/electricity/monthly/epm_table_grapher.php?t=table_5_03
  7. Claude Code docs: Subagents. https://code.claude.com/docs/en/sub-agents
  8. Claude Code docs: Agent teams. https://code.claude.com/docs/en/agent-teams
  9. Git documentation: git-worktree. https://git-scm.com/docs/git-worktree
  10. Logrocket: Cline with Ollama as a local agent. https://blog.logrocket.com/cline-ollama-local-ai-agent/

Chapter 12 · A field guide

Lessons from the build

The CivOps platforms were built by a small team directing fleets of AI agents. Many of the rules in this element came from real mistakes and audits along the way. Here are the stories, so you pay for them once, in reading time.

25 min12 rulesReal incidentsEach with its fix

By the end of this chapter you can

  • Recall the twelve operating lessons and the incident behind each.
  • Apply them to your own platform's design and to the way you run agents.
Twelve lessons from building the CivOps platformsA grid of twelve operating rules learned while building the platforms, from write-first messaging to committing early. Write firstthen send; retries never loseor doubleOne key per actionidempotency beats hopeDefault denyclosed until the matrix opensitDatabase per tenantisolation you can proveFree way firstevery cost shown where it ischosenFresh clonewhat CI sees, not your laptopPhone first44 px, 16 px fields, nosideways scrollSecrets in vaultsnever in chat, files orpromptsModel named onceswap models by one settingAgents isolatedown clone, branch, database,portCommit earlyrestarts lose what is notpushedShared limitsone account, many products:budget it
Twelve lessons from building the CivOps platforms. Each one below has its story.

Messages: write first, then send

What the audit found. Before onboarding many businesses, an audit of email and texting found that a burst of messages could hit a provider's rate limit. Sent straight from the request, a refused message would simply be lost, and a retried one could arrive twice.

The fix. Every message is first written to an outbox row with a unique key, then sent with that key as the provider's idempotency key. Success marks it sent; a busy or network error schedules a retry with growing gaps; a refusal marks it failed at once. Daily jobs fan out through a queue instead of one long loop.

Write first, then sendA message is written as queued with a unique key, sent with that key, then marked sent, retried with backoff, or failed. Write the rowstatus = queuedunique dedupe keyCall the provideridempotency key= row idSuccessstatus = sentBusy / 5xx / networkstatus = retryback off 1 min → 12 hRefused (4xx)status = failed, at onceretry from the same row: never sent twice
The outbox pattern. The same pattern belongs anywhere the platform talks to the outside world: ERP posts, supplier portals, label printers.

Isolation you can prove

What happened. A shared platform serves many businesses. One missing condition in one query could show one company another's data.

The fix. A database per business, with its own login that can reach nothing else; inside it, every table still carries the company id and a query without it throws. A test tries to cross the boundary on every change and must fail to.

Agents need walls

What went wrongThe fix now in every brief
Two test suites shared one local database; one reset the password and broke the otherEach agent gets its own database role and database
An agent stopped a server by name and killed another agent's runUnique ports per agent; never stop processes by name
An audit ran against a stale server that was still serving old codeCheck what is listening before testing; stop it by its process id
A container restart lost an hour of unpushed workCommit and push in small steps; resume from the branch
A shared sign-in limit was used up by repeated test runsTests clean up after themselves; limits budgeted per product
The sandbox blocked a video provider's API, so the film workflow could not be testedNetwork needs listed up front; integrations tested in CI with secrets set

Tests that think like a reviewer

What happened. When this academy's question bank was generated, the correct answers bunched in one position, so a learner could pass by always picking the same letter. Separately, a homework assignment was due a week before the session that taught it.

The fix. Two tests: no answer position may hold 40% or more of the correct answers, and every assignment must be due after the session it depends on. When something slips through, add the test that would have caught it.

The rest of the twelve

RuleWhy it became a rule
Default denyA forgotten permission must fail closed, not open; access stays shut until the role matrix opens it
Free way firstThe owners asked that nothing start charging, or emailing customers, by a default nobody chose; every cost is shown where it is chosen, free option first
Fresh cloneFiles Git ignores and empty folders exist on a laptop but not in CI; every change is verified from a fresh clone
Phone firstMost work is done on a phone by customers and crews; every screen is audited at 360 and 390 px with 44 px tap targets
Secrets in vaultsKeys must never travel through chat, files or prompts; a person types them into the hosting platform
Model named onceWith one table naming every model, a newer or cheaper model is a one-line change
Shared limitsOne email account serves every product and business; each product is tagged and budgeted so one cannot starve another

Knowledge check

A text message send fails with a provider 'busy' error. With the outbox pattern, what happens?

References

  1. Stripe: Idempotent requests (the idempotency-key pattern). https://docs.stripe.com/api/idempotent_requests
  2. microservices.io: Transactional outbox pattern. https://microservices.io/patterns/data/transactional-outbox.html
  3. W3C: WCAG 2.2, target size. https://www.w3.org/WAI/WCAG22/Understanding/target-size-enhanced.html

Chapter 13 · 20 questions · 80% passes

Final assessment

Twenty questions across the whole element. Score 80% (16 of 20) to pass. Your LMS records your score and each answer; you can review the chapters and try again.

30 min20 questions≈ 30 minutesRetake allowed

Choose one answer for each question, then submit. You will see the right answer and why for every question.

1. What is the main purpose of the spine?
2. Who should own the GitHub organisation, database and hosting accounts?
3. Which is a complete intent statement?
4. In the Purdue model, where do MES, the site historian and the Ignition gateway usually sit?
5. How many point-to-point interfaces can 10 systems need, compared with a UNS?
6. What does a Sparkplug B death certificate (NDEATH) do?
7. Why publish current state as retained MQTT messages?
8. Which belongs only at Level 2 and below, behind an alias?
9. In ISO/IEC 81346, which prefix marks the location aspect?
10. What makes analytics such as OEE work 'out of the box' on a new line?
11. Planned time 480 min, downtime 48 min, performance 90%, quality 95%. OEE is closest to:
12. How is Ignition licensed?
13. What is the core rule of an industrial DMZ in the CPwE design?
14. In ISA/IEC 62443, the target security level of a zone is chosen by:
15. Which foundational requirement covers segmenting into zones and controlling conduits?
16. An AI agent reads documents that might contain hidden instructions. What prevents harm?
17. Which is true of zero trust in OT?
18. In the hybrid AI architecture, what crosses the IDMZ to a cloud model?
19. For an eight-agent overnight build on the API, which assumption moves the cost most?
20. Two agents keep breaking each other's test runs. Which fix matches the lessons learned?